Home > Insider Trading > Filing (0001084311-11-000011)

Filing Details

Accession Number:: 0001084311-11-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-20 16:58:53
Reporting Period:: 2011-12-16

Filing Date:: 2011-12-20
Accepted Time:: 2011-12-20 16:58:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1387713	Neulion Inc.	NLN	Cable & Other Pay Television Services (4841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1084311	David Kronfeld	Neulion, Inc. 1600 Old Country Road Plainview NY 11803		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-16	70,000	$0.22	1,873,300	No	4	P	Indirect	By DKB JTV Holdings, LLC
Common Stock	Acquisiton	2011-12-19	20,000	$0.22	1,893,300	No	4	P	Indirect	By DKB JTV Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By DKB JTV Holdings, LLC
No	4	P	Indirect	By DKB JTV Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	231,566	Direct
Class 3 Preference Shares	7,341,715	Indirect	By JK&B Capital V Special Opportunity Fund, L.P.
Class 3 Preference Shares	9,732,042	Indirect	By JK&B Capital V, L.P.
Class 4 Preference Shares	4,692,274	Indirect	By JK&B Capital V Special Opportunity Fund, L.P.
Class 4 Preference Shares	6,219,991	Indirect	By JK&B Capital V, L.P.

Footnotes

Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between Cdn$0.225 and Cdn$0.235. The purchase prices were converted to US dollars at an exchange rate of 0.9649 by the executing broker, BMO Nesbitt Burns, upon the execution of the trades.
Multiple same-way open market purchases effected on the same day at the same price are reported on this line. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was Cdn$0.23. The purchase prices were converted to US dollars at an exchange rate of 0.966 by the executing broker, BMO Nesbitt Burns, upon the execution of the trades.
DKB JTV Holdings, LLC is a Delaware limited liability company that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
JK&B Capital V Special Opportunity Fund, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
JK&B Capital V, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.