Filing Details
- Accession Number:
- 0001225208-11-026728
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 16:14:58
- Reporting Period:
- 2011-12-19
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 16:14:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186632 | A Paul Rooke | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-12-19 | 4,325 | $32.15 | 97,907 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 556 | Indirect | By 401(k) |
Class A Common Stock | 84,396 | Indirect | By Trust |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 plan to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and dividend equivalent units (DEUs) held by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.15 to $32.1525, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 92,757 of these securities are RSUs, performance-based RSUs (PRSUs) and DEUs which were granted to the Reporting Person as follows: (i) 3,000 RSUs granted on February 22, 2006; (ii) 18,117 RSUs granted on February 20, 2009; (iii) 19,700 RSUs granted on February 23, 2010; (iv) 22,000 RSUs granted on October 26, 2010; (v) 29,255 PRSUs earned on February 23, 2011; and (vi) 685 DEUs accrued on RSUs and PRSUs on November 30, 2011.