Filing Details
- Accession Number:
- 0001357518-11-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 16:12:15
- Reporting Period:
- 2011-12-16
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 16:12:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810829 | Dreams Inc | DRJ | Retail-Hobby, Toy & Game Shops (5945) | 870368170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357518 | D Sam Battistone | Two South University Drive Suite 325 Plantation FL 33324 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-16 | 300,003 | $2.00 | 3,771 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-16 | 199,997 | $2.00 | 1,299,732 | No | 4 | S | Indirect | By Dreamstar |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Dreamstar |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,002 | Indirect | By Carlanan Corporation |
Footnotes
- The reporting person disclaims beneficial ownership of the shares of Dreams Inc. common stock held by Dreamstar except to the extent of his pecuniary interest therein.
- The reporting person disclaims beneficial ownership of the shares of Dreams Inc. common stock held by Carlanan Corporation except to the extent of his pecuniary interest therein.
- The listed shares were sold in a private transaction.