Filing Details
- Accession Number:
- 0001225208-11-026691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 13:02:09
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 13:02:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338848 | Young William Yun | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp-Alternative Strategies | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2011-11-04 | 2,500 | $104.41 | 64,280 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 | Disposition | 2011-12-16 | 11,000 | $94.31 | 52,963 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 645 | Indirect | As a Trustee for Minor Child |
Common Stock, Par Value $.10 | 4,715 | Indirect | By 401(k) |
Footnotes
- Of the amount of securities beneficially owned, 11,840 shares represent unvested awards of restricted stock.
- Shares are held by the Reporting Person as trustee for the Reporting Person's minor children, from prior direct shares. The Reporting Person disclaims any beneficial ownership of such shares.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2011.