Filing Details
- Accession Number:
- 0001209191-11-062246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 10:42:02
- Reporting Period:
- 2011-12-19
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 10:42:02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186581 | Elizabeth Mary Oflen Van | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-19 | 4,500 | $23.00 | 29,722 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-19 | 4,500 | $23.94 | 25,222 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Performance Stock Option | Disposition | 2011-12-19 | 4,500 | $0.00 | 4,500 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-05-09 | No | 4 | M | Direct |
Footnotes
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved a 55% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 13% appreciation per annum from the date of grant or 185% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.