Filing Details
- Accession Number:
- 0001181431-11-061192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-19 19:18:47
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-19
- Accepted Time:
- 2011-12-19 19:18:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418267 | L Michael Cohen | C/O Och-Ziff Capital Management Group Llc, 9 West 57Th Street New York NY 10019 | Executive Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Acquisiton | 2011-12-15 | 2,315 | $7.87 | 45,115 | No | 4 | P | Direct | |
| Class A Shares | Acquisiton | 2011-12-16 | 2,377 | $7.87 | 47,492 | No | 4 | P | Direct | |
| Class A Shares | Acquisiton | 2011-12-19 | 2,228 | $7.86 | 49,720 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on December 12, 2011, which is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- The Class A Shares were purchased at prices ranging from $7.66 to $7.95. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
- The Class A Shares were purchased at prices ranging from $7.74 to $8.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
- The Class A Shares were purchased at prices ranging from $7.76 to $7.94. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
Billionaire Hedge Funds
