Filing Details
- Accession Number:
- 0001144204-11-070532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-19 16:54:45
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-19
- Accepted Time:
- 2011-12-19 16:54:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486957 | Babcock & Wilcox Co | BWC | Engines & Turbines (3510) | 800558025 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218735 | Mason Capital Management Llc | 110 East 59Th Street 30Th Floor New York NY 10022 | No | No | Yes | No | |
1481233 | M. Kenneth Garschina | 110 East 59Th Street 30Th Floor New York NY 10022 | No | No | Yes | No | |
1481291 | E Michael Martino | 110 East 59Th Street 30Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2011-12-15 | 100,000 | $21.89 | 13,911,906 | No | 4 | P | Indirect | See Footnote |
Common Stock, $.01 Par Value | Acquisiton | 2011-12-16 | 309,087 | $22.48 | 14,220,993 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The shares of Common Stock reported herein as indirectly beneficially owned by Mason Capital Management LLC ("Mason Management"), Kenneth M. Garschina and Michael E. Martino are directly owned by Mason Capital L.P., a Delaware limited partnership ("Mason Capital LP"), Mason Capital Master Fund, L.P., a Cayman Islands exempted limited partnership ("Mason Capital Master Fund"), and certain other funds and accounts (the "Managed Accounts"). Mason Management is the investment manager of each of Mason Capital LP, Mason Capital Master Fund and the Managed Accounts and may be deemed to have beneficial ownership of the shares of Common Stock reported herein by virtue of the authority granted to Mason Management by Mason Capital LP, Mason Capital Master Fund and the Managed Accounts to vote and dispose of such shares.
- Mr. Garschina and Mr. Martino may be deemed to have beneficial ownership of the shares of Common Stock reported herein in their capacities as managing principals of Mason Management. Indirect beneficial ownership of the shares of Common Stock reported herein has not been allocated to the Reporting Persons on a proportional basis. Each of Mason Management, Mr. Garschina and Mr. Martino disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein pursuant to Rule 16a-1(a)(2).