Filing Details
- Accession Number:
- 0001127602-11-032654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-19 10:46:43
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-19
- Accepted Time:
- 2011-12-19 10:46:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1169944 | G James Lawrence | 1455 Valley Road Wayne NJ 07470- | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-15 | 400 | $11.60 | 60,454 | No | 4 | S | Indirect | Trustee FBO Mother |
Common Stock | Disposition | 2011-12-16 | 60,454 | $11.71 | 0 | No | 4 | S | Indirect | Trustee FBO Mother |
Common Stock | Disposition | 2011-12-16 | 18,246 | $11.70 | 0 | No | 4 | S | Indirect | Executor - Mother's Estate |
Common Stock | Disposition | 2011-12-16 | 10,811 | $11.71 | 0 | No | 4 | S | Indirect | Executor |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trustee FBO Mother |
No | 4 | S | Indirect | Trustee FBO Mother |
No | 4 | S | Indirect | Executor - Mother's Estate |
No | 4 | S | Indirect | Executor |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 317,631 | Direct | |
Common Stock | 21,445 | Indirect | By Spouse |
Common Stock | 4,557 | Indirect | Custodian For Son |
Common Stock | 1,708 | Indirect | Spouse And Self/custodians For Grandchildren |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option/NQ | $12.50 | 2011-11-15 | 2020-11-15 | 5,988 | 5,988 | Direct |
Common Stock | Stock Options | $16.22 | 2002-11-27 | 2011-11-27 | 6,787 | 6,787 | Direct |
Common Stock | Stock Options | $16.98 | 2003-11-18 | 2012-11-18 | 7,757 | 7,757 | Direct |
Common Stock | Stock Options | $19.80 | 2004-11-17 | 2013-11-17 | 17,728 | 17,728 | Direct |
Common Stock | Stock Options | $19.88 | 2005-11-26 | 2014-11-16 | 16,886 | 16,886 | Direct |
Common Stock | Stock Options | $18.41 | 2006-11-14 | 2015-11-14 | 19,430 | 19,430 | Direct |
Common Stock | Stock Options | $20.14 | 2007-11-13 | 2016-11-13 | 18,506 | 18,506 | Direct |
Common Stock | Stock Options | $15.38 | 2009-02-12 | 2018-02-12 | 12,155 | 12,155 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-11-15 | 5,988 | 5,988 | Direct |
2011-11-27 | 6,787 | 6,787 | Direct |
2012-11-18 | 7,757 | 7,757 | Direct |
2013-11-17 | 17,728 | 17,728 | Direct |
2014-11-16 | 16,886 | 16,886 | Direct |
2015-11-14 | 19,430 | 19,430 | Direct |
2016-11-13 | 18,506 | 18,506 | Direct |
2018-02-12 | 12,155 | 12,155 | Direct |
Footnotes
- Mr. Lawrence is a trustee of a trust for the benefit of his mother, of which he is a 45% beneficiary; and his son a 10% beneficiary, of which Mr. Lawrence is the trustee. The reported amount reflects the total shares held in the trust.
- Valley National Bancorp declared a 5% stock dividend on April 13, 2011, to shareholders of record on May 6, 2011, payable May 20, 2011.
- Mr. Lawrence is the Executor and 50% beneficiary of his Mother's Estate.
- Mr. Lawrence is the Executor and 50% beneficiary of his father's Estate.