Filing Details
- Accession Number:
- 0001209191-11-061936
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-19 09:17:42
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-19
- Accepted Time:
- 2011-12-19 09:17:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191180 | B Mary Minieri | C/O 21 Scarsdale Road Yonkers NY 10707 | Evp Of Operating Sub. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-05 | 840 | $0.00 | 9,244 | No | 5 | J | Direct | |
Common Stock | Disposition | 2011-12-15 | 4,850 | $18.82 | 4,394 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-12-15 | 5,962 | $13.70 | 5,962 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 542 | $0.00 | 542 | $13.70 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 599 | $0.00 | 599 | $15.49 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 543 | $0.00 | 543 | $16.99 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 494 | $0.00 | 494 | $18.80 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 369 | $0.00 | 369 | $23.76 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 248 | $0.00 | 248 | $35.30 |
Common Stock | Employee Stock Options (Right-to-Buy) | Disposition | 2011-12-15 | 5,962 | $0.00 | 5,962 | $13.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,962 | 2012-01-01 | No | 5 | J | Direct | |
6,596 | 2013-01-01 | No | 5 | J | Direct | |
5,973 | 2014-01-01 | No | 5 | J | Direct | |
5,434 | 2015-01-01 | No | 5 | J | Direct | |
4,064 | 2016-02-07 | No | 5 | J | Direct | |
2,733 | 2012-12-06 | No | 5 | J | Direct | |
0 | 2012-01-01 | No | 4 | M | Direct |
Footnotes
- Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Held jointly with her spouse.
- Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
- Allocation of stock dividend of .10 share of common stock for each option.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2002. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 12/06/2007. Accordingly, all options are presently exercisable.