Filing Details
- Accession Number:
- 0001299709-11-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-16 19:54:25
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-16
- Accepted Time:
- 2011-12-16 19:54:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319255 | C Theodore Allrich | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-15 | 6,000 | $16.11 | 43,322 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-15 | 11,010 | $10.00 | 54,332 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | Disposition | 2011-12-15 | 11,010 | $0.00 | 11,010 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,307 | 2004-12-30 | 2011-12-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.09 to $16.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full informationn regarding the number of shares sold and the prices at which each transaction was effected.
Billionaire Hedge Funds
