Filing Details

Accession Number:
0001181431-11-060947
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-16 18:58:00
Reporting Period:
2011-12-15
Filing Date:
2011-12-16
Accepted Time:
2011-12-16 18:58:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364250 Douglas Emmett Inc DEI Real Estate Investment Trusts (6798) 203073047
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378407 A Dan Emmett 808 Wilshire Boulevard
Suite 200
Santa Monica CA 90401
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-15 6,000 $17.86 3,171,257 No 4 S Indirect See Footnote 3 for explanation of ownership.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 3 for explanation of ownership.
Footnotes
  1. Shares sold by the Daniel W. Emmett Living Trust, of which the Reporting Person is a trustee but disclaims beneficial ownership.
  2. Following the sales reported herein, the Reporting Person continued to beneficially own 15,921,181 common stock equivalents, including common stock, partnership common units of Douglas Emmett Properties, LP ("OP Units"), and long term incentive plan units ("LTIP Units"), subject to the vesting and ownership disclaimer in Footnote 3.
  3. Ownership includes: (i) 2,930,507 shares owned by the Dan A. Emmett Revocable Living Trust dtd November 21, 1985; (ii) 128,750 shares owned by the Emmett Foundation, a CA charitable organization, and disclaimed by the Reporting Person; (iii) 40,000 shares owned by Rivermouth and disclaimed by the Reporting Person except to the extent of his pecuniary interest therein; and (iv) 72,000 shares owned by certain trusts for the Reporting Person's children for which he is a trustee but disclaims beneficial ownership. Ownership excludes: (i) 12,741,932 OP Units beneficially owned by the Reporting Person, of which he disclaims, except to the extent his pecuniary interest therein, 2,879,713 OP Units held by Rivermouth and certain trusts for the Reporting Person's spouse and children, (ii) 7,992 LTIP Units some of which are subject to vesting, and (iii) 255,511 vested stock options (right to buy). OP Units and LTIP Units are exchangeable on a one-for-one basis for Issuer's common stock.