Filing Details
- Accession Number:
- 0001299709-11-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-16 17:36:59
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-16
- Accepted Time:
- 2011-12-16 17:36:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1319005 | J Andrew Micheletti | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | Evp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-16 | 12,500 | $10.00 | 50,633 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-15 | 8,500 | $16.05 | 42,133 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Options (right to buy) | Disposition | 2011-12-16 | 12,500 | $0.00 | 12,500 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
144,980 | 2007-01-28 | 2012-01-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.00 to $16.10 . The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.