Filing Details
- Accession Number:
- 0001209191-11-061797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-16 16:53:53
- Reporting Period:
- 2011-12-16
- Filing Date:
- 2011-12-16
- Accepted Time:
- 2011-12-16 16:53:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462633 | Jive Software Inc. | JIVE | Services-Computer Processing & Data Preparation (7374) | 421515522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180246 | Anthony Zingale | C/O Jive Software, Inc. Suite 200 Palo Alto CA 94301 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-16 | 190,000 | $0.00 | 1,089,023 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-12-16 | 142,000 | $0.30 | 142,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-16 | 142,000 | $11.16 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-16 | 197,242 | $1.51 | 197,242 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-16 | 197,242 | $11.16 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2011-12-16 | 190,000 | $0.00 | 190,000 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-16 | 142,000 | $0.00 | 142,000 | $0.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-16 | 197,242 | $0.00 | 197,242 | $1.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | 2017-10-10 | No | 4 | M | Direct | |
| 90,312 | 2020-03-20 | No | 4 | M | Direct |
Footnotes
- The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- The Reporting Person was a Selling Stockholder under the Registration Statement on Form S-1 of the Issuer. This price represents the initial public offering price of $12.00 less the underwriters' discount.
- Shares subject to the option are fully vested and immediately exercisable.
- An option representing a right to purchase a total of 449,631 shares was exercised in part prior to the date on which the Reporting Person became subject to Section 16. Shares subject to the option are fully vested and immediately exercisable.
Billionaire Hedge Funds
