Filing Details
- Accession Number:
- 0001140361-11-057947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-16 16:23:08
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2011-12-16
- Accepted Time:
- 2011-12-16 16:23:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771497 | Abm Industries Inc | ABM | Services-To Dwellings & Other Buildings (7340) | 941369354 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199076 | S James Lusk | 551 Fifth Avenue Suite 300 New York NY 10176 | Executive Vice President/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-02 | 40 | $22.72 | 52,395 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-02-08 | 36 | $26.62 | 52,431 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-03 | 32 | $23.85 | 52,463 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-02 | 34 | $22.08 | 52,497 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-08 | 38 | $20.17 | 52,535 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- All of the transactions reported on this Form 4 represent the reinvestment by Mr. Lusk's broker of dividends paid on ABM shares owned by Mr. Lusk in additional shares of ABM stock, which transactions were not reported by the broker to the issuer. Mr. Lusk has paid ABM the short-swing profits resulting from these transactions and has instructed his broker to cease reinvesting these dividends.
- For each of the transactions reported on this Form 4 (including the older transactions), this column reflects his other holdings as of November 8, 2011, which includes 35,920 unvested RSUs, 1,627 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 9,364 performance shares earned but not vested with respect to performance shares granted on 1/12/2009 and 1/11/2010, and DERs related thereto.