Filing Details

Accession Number:
0001144204-11-070211
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-16 14:27:33
Reporting Period:
2011-12-15
Filing Date:
2011-12-16
Accepted Time:
2011-12-16 14:27:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490013 Full Circle Capital Corp FULL () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498701 Edward John Stuart 800 Westchester Ave.,
Suite S-620
Rye Brook NY 10573
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-15 1,000 $6.96 20,425 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Michele G. Stuart
Common Stock 9,636 Indirect By John E. Stuart GSI Trust
Common Stock 6,258 Indirect By Mary E. Stuart 2011 Grantor Trust
Common Stock 225 Indirect By Full Circle Investments, LLC
Common Stock 114 Indirect By Full Circle Advisors, LLC
Footnotes
  1. Amount includes 146 shares issued under Full Circle Capital Corporation's dividend reinvestment plan since Mr. Stuart's prior Form 4.
  2. Amount includes 104 shares issued under Full Circle Capital Corporation's dividends reinvestment plan since Mr. Stuart's prior Form 4.
  3. Amount includes 3 shares issued under Full Circle Capital Corporation's dividends reinvestment plan since Mr. Stuart's prior Form 4.
  4. Amount includes 1 share issued under Full Circle Capital Corporation's dividends reinvestment plan since Mr. Stuart's prior Form 4.
  5. Amount represents 225 shares owned by Full Circle Investments LLC, of which Mr. Staurt is a managing member thereof.
  6. Amount represents 114 shares owned by Full Circle Advisors LLC, of which Mr. Staurt is a managing member thereof.