Filing Details

Accession Number:
0001225208-11-026341
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-15 17:02:51
Reporting Period:
2011-12-13
Filing Date:
2011-12-15
Accepted Time:
2011-12-15 17:02:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3453 Alexander & Baldwin Inc ALEX Water Transportation (4400) 990032630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206928 M Stanley Kuriyama 822 Bishop Street
Honolulu HI 96813
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-13 7,000 $26.52 161,800 No 4 M Direct
Common Stock Disposition 2011-12-13 7,000 $42.02 154,800 No 4 S Direct
Common Stock Acquisiton 2011-12-14 15,000 $26.52 169,800 No 4 M Direct
Common Stock Disposition 2011-12-14 15,000 $40.01 154,800 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2011-12-13 7,000 $0.00 7,000 $26.52
Common Stock Stock option Disposition 2011-12-14 15,000 $0.00 15,000 $26.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2003-01-23 2012-01-22 No 4 M Direct
0 2003-01-23 2012-01-22 No 4 M Direct
Footnotes
  1. THESE SHARES WERE ACQUIRED THROUGH THE EXERCISE, PRIOR TO THE START OF THE ISSUER'S TRADING BLACKOUT PERIOD ON DECEMBER 17, 2011, OF AN OPTION THAT EXPIRES ON JANUARY 22, 2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.92 to $42.58, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder of Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.54 to $40.87, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder of Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.