Filing Details
- Accession Number:
- 0001225208-11-026341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-15 17:02:51
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-15
- Accepted Time:
- 2011-12-15 17:02:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3453 | Alexander & Baldwin Inc | ALEX | Water Transportation (4400) | 990032630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206928 | M Stanley Kuriyama | 822 Bishop Street Honolulu HI 96813 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-13 | 7,000 | $26.52 | 161,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-13 | 7,000 | $42.02 | 154,800 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-12-14 | 15,000 | $26.52 | 169,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-14 | 15,000 | $40.01 | 154,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | Disposition | 2011-12-13 | 7,000 | $0.00 | 7,000 | $26.52 |
Common Stock | Stock option | Disposition | 2011-12-14 | 15,000 | $0.00 | 15,000 | $26.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2003-01-23 | 2012-01-22 | No | 4 | M | Direct |
0 | 2003-01-23 | 2012-01-22 | No | 4 | M | Direct |
Footnotes
- THESE SHARES WERE ACQUIRED THROUGH THE EXERCISE, PRIOR TO THE START OF THE ISSUER'S TRADING BLACKOUT PERIOD ON DECEMBER 17, 2011, OF AN OPTION THAT EXPIRES ON JANUARY 22, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.92 to $42.58, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder of Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.54 to $40.87, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder of Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.