Filing Details
- Accession Number:
- 0001140361-11-057647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-15 16:40:22
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-15
- Accepted Time:
- 2011-12-15 16:40:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060523 | Cardinal Financial Corp | CFNL | National Commercial Banks (6021) | 541874630 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253653 | H Bernard Clineburg | 8270 Greensboro Drive Suite 500 Mclean VA 22102 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-13 | 50,000 | $5.25 | 130,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-13 | 50,000 | $10.66 | 80,520 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-14 | 30,769 | $3.25 | 111,289 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-14 | 21,739 | $4.60 | 133,028 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-14 | 25,000 | $5.25 | 158,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-14 | 25,000 | $10.56 | 133,028 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-15 | 25,000 | $5.25 | 158,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-15 | 25,000 | $10.71 | 133,028 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Common Stock) | Disposition | 2011-12-13 | 50,000 | $0.00 | 50,000 | $5.25 |
| Common Stock | Stock Options | Disposition | 2011-12-14 | 30,769 | $0.00 | 30,769 | $3.25 |
| Common Stock | Stock Options | Disposition | 2011-12-14 | 21,739 | $0.00 | 21,739 | $4.60 |
| Common Stock | Stock Options (Common Stock) | Disposition | 2011-12-14 | 25,000 | $0.00 | 25,000 | $5.25 |
| Common Stock | Stock Options (Common Stock) | Disposition | 2011-12-15 | 25,000 | $0.00 | 25,000 | $5.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2003-03-26 | 2013-03-26 | No | 4 | M | Direct |
| 0 | 2002-05-03 | 2012-05-03 | No | 4 | M | Direct |
| 29,261 | 2002-05-03 | 2012-05-03 | No | 4 | M | Direct |
| 75,000 | 2003-03-26 | 2013-03-26 | No | 4 | M | Direct |
| 50,000 | 2003-03-26 | 2013-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 86,000 | Indirect | By IRA |
Footnotes
- Weighted average sale price for prices ranging from $10.50 to $10.93.
- Weighted average sale price for prices ranging from $10.50 to $10.65.
- Weighted average sale price for prices ranging from $10.60 to $10.83.
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