Filing Details
- Accession Number:
- 0001209191-11-061454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-15 15:12:12
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-15
- Accepted Time:
- 2011-12-15 15:12:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322722 | J Andrew Reinhart | C/O 21 Scarsdale Road Yonkers NY 10707 | 1Stsrvp, Controller&Astreasur | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-13 | 5,400 | $13.73 | 5,400 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-12-13 | 1,062 | $13.73 | 6,462 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-13 | 1,062 | $19.05 | 5,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 587 | $0.00 | 587 | $13.73 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 534 | $0.00 | 534 | $15.52 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 475 | $0.00 | 475 | $16.98 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 512 | $0.00 | 512 | $18.78 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 466 | $0.00 | 466 | $23.76 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 339 | $0.00 | 339 | $35.31 |
Common Stock | Employee Stock Options (Right-to-Buy) | Disposition | 2011-12-13 | 5,400 | $0.00 | 5,400 | $13.73 |
Common Stock | Employee Stock Options (Right-to-Buy) | Disposition | 2011-12-13 | 1,062 | $0.00 | 1,062 | $13.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,462 | 2012-01-01 | No | 5 | J | Direct | |
5,879 | 2013-01-01 | No | 5 | J | Direct | |
5,230 | 2014-01-01 | No | 5 | J | Direct | |
5,637 | 2015-01-01 | No | 5 | J | Direct | |
5,126 | 2016-02-07 | No | 5 | J | Direct | |
3,729 | 2012-12-06 | No | 5 | J | Direct | |
1,062 | 2012-01-01 | No | 4 | M | Direct | |
0 | 2012-01-01 | No | 4 | M | Direct |
Footnotes
- Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
- Stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Allocation of stock dividend of .10 share of common stock for each option.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2002. Accordingly, all options are presently exercisable.
- Amount reflects stock dividend of .10 share of common stock for each option held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on first anniversary of the date of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 12/06/2007. Accordingly, 2,984 options are currently exerciseble and 745 options will vest on 12/06/2012.