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Filing Details

Accession Number:: 0001209191-11-061410
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-15 12:22:47
Reporting Period:: 2011-12-13

Filing Date:: 2011-12-15
Accepted Time:: 2011-12-15 12:22:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
87050	Neonode Inc	NEON	Electronic Components, Nec (3679)	941517641

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1410527	Gosta Ivar Per Bystedt	2700 Augustine Dr, Suite 100 Santa Clara CA 95054		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-12-13	560,000	$4.00	446,184	No	4	S	Direct
Common Stock	Acquisiton	2011-12-14	33,208	$2.50	479,392	No	4	C	Direct
Common Stock	Acquisiton	2011-01-01	3,475,691	$0.00	3,475,691	No	4	C	Indirect	By Iwo Jima SARL, a company owned by Mr. Bystedt.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	C	Direct
No	4	C	Indirect	By Iwo Jima SARL, a company owned by Mr. Bystedt.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Purchase Warrant	Acquisiton	2010-10-18	388,773	$1.38	388,773	$1.38
Common Stock	Stock Purchase Warrant	Acquisiton	2011-03-09	7,500	$3.13	7,500	$3.13
Common Stock	Stock Purchase Warrant	Acquisiton	2010-10-18	227,661	$1.38	227,661	$1.38
Common Stock	Stock Option	Acquisiton	2008-01-02	1,600	$86.25	1,600	$86.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
388,773	2010-10-18	2013-10-18	No	4	A	Direct
396,233	2011-03-09	2016-03-09	No	4	A	Direct
623,894	2010-10-18	2013-10-18	No	4	P	Indirect
625,494	2009-01-02	2015-01-02	No	4	A	Direct

Footnotes

(1) On December 13, 2011, pursuant to an underwriting agreement dated December 7, 2011, among Neonode, Inc. (the "Company"), the selling shareholders named therein (including Mr. Bystedt), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Bystedt sold an aggregate of 560,000 outstanding shares of his Common Stock in the Company (including 60,000 shares through partial exercise of the Underwriter's over-allotment option) to the Underwriter at a per share price of $4.00
After the sale, Iwojima Sarl, a company 100% owned and controlled by Mr. Bystedt owns 2,436,299 shares of Neonode Inc Common stock.Mr. Bystedt owns an additional 1,006,184 shares of Neonode inc common stock directly.Mr. Bystedt owns warrants that may be exercised into 388,773 shares of Neonode Inc common stock with with an exercise price of $1.38 per share and a warrant that may be exercised into 7,500 shares of Neonode Inc common stock with with an exercise price of $3.13 per share.Iwojima Sarl owns warrants that may be exercised into 227,661 shares of Neonode Inc common stock with with an exercise price of $1.38 per share.
(2) The number shown corrects an error in Mr. Bystedt's previous related Section 16(a) filing
(3) On December 14, 2011, convertible notes entered into in March 2011 automatically converted on a cashless basis into Common Stock. As a result of the conversion, Mr. Bystedt received 30,000 shares of Common Stock attributable to $75,000 principal of a convertible loan agreement he held and 3,208 shares issuable due to outstanding interest payable under the convertible loan agreement
(4) Iwo Jima SARL owns 2,996,299 shares of outstanding Common Stock