Filing Details
- Accession Number:
- 0001140361-11-057513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 18:25:07
- Reporting Period:
- 2011-12-12
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 18:25:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
865752 | Hansen Natural Corp | HANS | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 391679918 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284353 | C Rodney Sacks | Hansen Natural Corp, 550 Monica Circle, Suite 201 Corona CA 92880 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-12 | 39,800 | $95.35 | 3,590,200 | No | 4 | S | Indirect | By Hilrod Holdings, L.P. |
Common Stock | Disposition | 2011-12-12 | 200 | $96.29 | 3,590,000 | No | 4 | S | Indirect | By Hilrod Holdings, L.P. |
Common Stock | Disposition | 2011-12-13 | 32,430 | $96.05 | 3,557,570 | No | 4 | S | Indirect | By Hilrod Holdings, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Hilrod Holdings, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 990,928 | Indirect | By Brandon Limited Partnership No. 1 |
Common Stock | 4,907,824 | Indirect | By Brandon Limited Partnership No. 2 |
Common Stock | 757,866 | Indirect | By HRS Holdings, L.P. |
Common Stock | 92,462 | Indirect | By Hilrod Holdings IV, L.P. |
Common Stock | 35,714 | Indirect | By Hilrod Holdings V, L.P. |
Common Stock | 128,950 | Indirect | By Hilrod Holdings VI, L.P. |
Common Stock | 30,036 | Indirect | By Hilrod Holdings VII, L.P. |
Common Stock | 114,764 | Indirect | By Hilrod Holdings VIII, L.P. |
Common Stock | 286,098 | Indirect | By Hilrod Holdings IX, L.P. |
Common Stock | 56,166 | Indirect | By Hilrod Holdings X, L.P. |
Common Stock | 108,318 | Indirect | By Hilrod Holdings XI, L.P. |
Common Stock | 85,178 | Indirect | By Hilrod Holdings XII, L.P. |
Common Stock | 15,034 | Indirect | By RCS 2008 GRAT |
Common Stock | 74,154 | Indirect | By RCS 2009 GRAT |
Common Stock | 34,010 | Indirect | By RCS Direct GRAT |
Common Stock | 12,080 | Indirect | By RCS Direct GRAT #2 |
Common Stock | 102,946 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $0.45 | 2012-07-12 | 1,200,000 | 448,176 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $0.53 | 2013-05-28 | 1,200,000 | 860,324 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $6.59 | 2015-03-23 | 1,200,000 | 1,100,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $16.87 | 2015-11-11 | 600,000 | 600,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $31.72 | 2018-06-02 | 400,000 | 400,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $35.64 | 2019-12-01 | 250,000 | 250,000 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 130,500 | 130,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-07-12 | 1,200,000 | 448,176 | Direct |
2013-05-28 | 1,200,000 | 860,324 | Direct |
2015-03-23 | 1,200,000 | 1,100,000 | Direct |
2015-11-11 | 600,000 | 600,000 | Direct |
2018-06-02 | 400,000 | 400,000 | Direct |
2019-12-01 | 250,000 | 250,000 | Direct |
130,500 | 130,500 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $95.00 to $95.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $96.27 to $96.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $95.75 to $96.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P. and Hilrod Holdings XII, L.P.
- The options are currently vested.
- The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
- The options are currently vested with respect to 100,000 shares. The remaining options vest in three equal installments on December 1, 2012, 2013 and 2014.
- The restricted stock units were granted under the Hansen Natural Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
- The restricted stock units vest in three equal installments on September 1, 2012, 2013 and 2014.
- Not applicable.