Filing Details
- Accession Number:
- 0001127602-11-032280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 17:43:45
- Reporting Period:
- 2011-12-12
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 17:43:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182971 | R Thomas Watjen | 1 Fountain Square Chattanooga TN 37402 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-12 | 12,326 | $18.00 | 890,880 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-12 | 1,642 | $21.00 | 892,522 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-13 | 3,082 | $21.15 | 889,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-13 | 411 | $21.15 | 889,029 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-12 | 12,326 | $0.00 | 12,326 | $18.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-12 | 1,642 | $0.00 | 1,642 | $21.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-12 | 2011-12-12 | No | 4 | M | Direct |
| 0 | 2006-12-12 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,912 | Indirect | By 401(k) Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011.
- Includes 251,015 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 639,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 251,015 stock-settled RSUs and 641,506 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 251,015 stock-settled RSUs and 638,424 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 251,015 stock-settled RSUs and 638,013 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
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