Filing Details
- Accession Number:
- 0001209191-11-061304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 17:30:29
- Reporting Period:
- 2011-12-12
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 17:30:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191178 | T Vincent Palaia | C/O 21 Scarsdale Road Yonkers NY 10707 | Evp Of Operating Sub | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-05 | 11,854 | $0.00 | 130,401 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 1,145 | $0.00 | 12,604 | No | 5 | J | Indirect | by spouse |
Common Stock | Acquisiton | 2011-12-12 | 8,555 | $13.70 | 138,956 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-12 | 27 | $19.04 | 138,929 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 31 | $19.02 | 138,898 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 69 | $19.17 | 138,829 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 100 | $19.24 | 138,729 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 100 | $19.21 | 138,629 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 231 | $19.16 | 138,398 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 300 | $19.23 | 138,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 331 | $19.07 | 138,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 425 | $19.08 | 137,767 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 429 | $18.94 | 136,913 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 631 | $19.06 | 136,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 2,920 | $19.00 | 133,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-12 | 2,961 | $19.05 | 130,401 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | by spouse |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (RIght-to-Buy) | Acquisiton | 2011-12-05 | 777 | $0.00 | 777 | $13.70 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 707 | $0.00 | 707 | $15.49 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 641 | $0.00 | 641 | $16.97 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 583 | $0.00 | 583 | $18.78 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 530 | $0.00 | 530 | $23.77 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 360 | $0.00 | 360 | $35.33 |
Common Stock | Employee Stock Options (Right-to-Buy) | Disposition | 2011-12-12 | 8,555 | $0.00 | 8,555 | $13.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,555 | 2002-01-01 | 2012-01-01 | No | 5 | J | Direct |
7,778 | 2003-01-01 | 2013-01-01 | No | 5 | J | Direct |
7,051 | 2004-01-01 | 2014-01-01 | No | 5 | J | Direct |
6,413 | 2005-01-01 | 2015-01-01 | No | 5 | J | Direct |
5,830 | 2006-02-07 | 2016-02-07 | No | 5 | J | Direct |
3,960 | 2007-12-06 | 2012-12-06 | No | 5 | J | Direct |
0 | 2002-01-01 | 2012-01-01 | No | 4 | M | Direct |
Footnotes
- Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/5/2011.
- Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011
- Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
- Allocation of stock dividend of .10 share of common stock for each option.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2002. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 12/06/2007. Accordingly, all options are presently exercisable.