Filing Details

Accession Number:
0001209191-11-061304
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-14 17:30:29
Reporting Period:
2011-12-12
Filing Date:
2011-12-14
Accepted Time:
2011-12-14 17:30:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191178 T Vincent Palaia C/O 21 Scarsdale Road
Yonkers NY 10707
Evp Of Operating Sub No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-05 11,854 $0.00 130,401 No 5 J Direct
Common Stock Acquisiton 2011-12-05 1,145 $0.00 12,604 No 5 J Indirect by spouse
Common Stock Acquisiton 2011-12-12 8,555 $13.70 138,956 No 4 M Direct
Common Stock Disposition 2011-12-12 27 $19.04 138,929 No 4 S Direct
Common Stock Disposition 2011-12-12 31 $19.02 138,898 No 4 S Direct
Common Stock Disposition 2011-12-12 69 $19.17 138,829 No 4 S Direct
Common Stock Disposition 2011-12-12 100 $19.24 138,729 No 4 S Direct
Common Stock Disposition 2011-12-12 100 $19.21 138,629 No 4 S Direct
Common Stock Disposition 2011-12-12 231 $19.16 138,398 No 4 S Direct
Common Stock Disposition 2011-12-12 300 $19.23 138,098 No 4 S Direct
Common Stock Disposition 2011-12-12 331 $19.07 138,098 No 4 S Direct
Common Stock Disposition 2011-12-12 425 $19.08 137,767 No 4 S Direct
Common Stock Disposition 2011-12-12 429 $18.94 136,913 No 4 S Direct
Common Stock Disposition 2011-12-12 631 $19.06 136,282 No 4 S Direct
Common Stock Disposition 2011-12-12 2,920 $19.00 133,362 No 4 S Direct
Common Stock Disposition 2011-12-12 2,961 $19.05 130,401 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Indirect by spouse
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (RIght-to-Buy) Acquisiton 2011-12-05 777 $0.00 777 $13.70
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 707 $0.00 707 $15.49
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 641 $0.00 641 $16.97
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 583 $0.00 583 $18.78
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 530 $0.00 530 $23.77
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 360 $0.00 360 $35.33
Common Stock Employee Stock Options (Right-to-Buy) Disposition 2011-12-12 8,555 $0.00 8,555 $13.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,555 2002-01-01 2012-01-01 No 5 J Direct
7,778 2003-01-01 2013-01-01 No 5 J Direct
7,051 2004-01-01 2014-01-01 No 5 J Direct
6,413 2005-01-01 2015-01-01 No 5 J Direct
5,830 2006-02-07 2016-02-07 No 5 J Direct
3,960 2007-12-06 2012-12-06 No 5 J Direct
0 2002-01-01 2012-01-01 No 4 M Direct
Footnotes
  1. Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/5/2011.
  2. Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011
  3. Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
  4. Allocation of stock dividend of .10 share of common stock for each option.
  5. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2002. Accordingly, all options are presently exercisable.
  6. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
  7. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
  8. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
  9. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
  10. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 12/06/2007. Accordingly, all options are presently exercisable.