Filing Details
- Accession Number:
- 0001209191-11-061254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 16:27:35
- Reporting Period:
- 2011-12-12
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 16:27:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926423 | Mitcham Industries Inc | MIND | Services-Equipment Rental & Leasing, Nec (7359) | 760210849 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233504 | P Robert Capps | 8141 Sh 75 South Huntsville TX 77342 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Mii Common Stock | Acquisiton | 2011-12-12 | 23,334 | $4.65 | 47,764 | No | 4 | M | Direct | |
| Mii Common Stock | Acquisiton | 2011-12-12 | 10,000 | $6.40 | 57,764 | No | 4 | M | Direct | |
| Mii Common Stock | Acquisiton | 2011-12-12 | 21,110 | $8.98 | 78,874 | No | 4 | M | Direct | |
| Mii Common Stock | Disposition | 2011-12-12 | 61,943 | $20.82 | 16,931 | No | 4 | S | Direct | |
| Mii Common Stock | Acquisiton | 2011-12-13 | 3,890 | $8.98 | 20,821 | No | 4 | M | Direct | |
| Mii Common Stock | Disposition | 2011-12-13 | 3,890 | $20.60 | 16,931 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-12-12 | 11,667 | $4.65 | 11,667 | $4.65 |
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-12-12 | 11,667 | $4.65 | 11,667 | $4.65 |
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-12-12 | 5,000 | $6.40 | 5,000 | $6.40 |
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-12-12 | 5,000 | $6.40 | 5,000 | $6.40 |
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-12-12 | 21,110 | $8.98 | 21,110 | $8.98 |
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-12-13 | 3,890 | $8.98 | 3,890 | $8.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-07-23 | 2019-07-23 | No | 4 | M | Direct |
| 0 | 2011-07-23 | 2019-07-23 | No | 4 | M | Direct |
| 0 | 2010-05-27 | 2020-05-27 | No | 4 | M | Direct |
| 0 | 2011-05-27 | 2020-05-27 | No | 4 | M | Direct |
| 3,890 | 2006-07-21 | 2015-07-21 | No | 4 | M | Direct |
| 0 | 2006-07-21 | 2015-07-21 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $20.90, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., any security holder of Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.60 to $20.70, inclusive. .
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