Filing Details
- Accession Number:
- 0001209191-11-061247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 15:49:30
- Reporting Period:
- 2011-12-07
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 15:49:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 6101 Gateway Drive Cypress CA 90630 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-07 | 1,700 | $15.98 | 81,130 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-07 | 1,700 | $17.00 | 79,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-08 | 2,100 | $15.98 | 81,530 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-08 | 2,100 | $17.00 | 79,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-12 | 507 | $15.95 | 79,937 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2011-12-07 | 1,700 | $15.98 | 1,700 | $15.98 |
| Common Stock | Employee STock Option (Rt to Buy) | Disposition | 2011-12-08 | 2,100 | $15.98 | 2,100 | $15.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 435,000 | 2003-02-05 | 2012-02-05 | No | 4 | M | Direct |
| 432,900 | 2003-02-05 | 2012-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on November 16, 2011.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Stock issued pursuant to Restricted Stock Grant approved by the Board of Directors on March 10, 2009.
- Price determined in accordance with the terms of the Restricted Stock Grant approved by the Board of Directors on March 10, 2009.
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