Filing Details
- Accession Number:
- 0001127602-11-032244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 15:11:28
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 15:11:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 84246 | Rli Corp | RLI | Fire, Marine & Casualty Insurance (6331) | 370889946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192701 | E Jonathan Michael | 9025 N. Lindbergh Drive Peoria IL 61615 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-13 | 2,000 | $71.60 | 5,060 | No | 4 | S | Indirect | Michael Charitable Fund dtd 08/30/11 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Michael Charitable Fund dtd 08/30/11 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 217,676 | Direct | |
| Common Stock | 78,447 | Indirect | By Empl. Stock Ownership Plan |
| Common Stock | 42,873 | Indirect | By Key Employee Benefit Plan |
| Common Stock | 17,301 | Indirect | By Trust |
| Common Stock | 5,752 | Indirect | J.E. Michael 2009 Grantor Retained Annuity Trust Dtd 02/24/09 |
| Common Stock | 8,164 | Indirect | J.E. Michael 2011 Grantor Retained Annuity Trust Dtd 08/02/11 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $32.54 | 2006-05-05 | 2015-05-05 | 45,000 | 45,000 | Direct |
| Common Stock | Stock Option | $38.15 | 2007-05-04 | 2016-05-04 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $35.44 | 2007-08-04 | 2016-08-04 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $42.04 | 2007-11-03 | 2016-11-03 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $44.21 | 2008-02-02 | 2017-02-02 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $44.09 | 2008-05-03 | 2017-05-03 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $44.67 | 2008-08-03 | 2017-08-03 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $44.03 | 2008-11-02 | 2017-11-02 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $43.41 | 2009-02-01 | 2018-02-01 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $38.00 | 2009-05-01 | 2018-05-01 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $42.36 | 2009-08-01 | 2018-08-01 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $44.73 | 2009-11-03 | 2018-11-03 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $44.89 | 2010-02-02 | 2019-02-02 | 10,500 | 10,500 | Direct |
| Common Stock | Stock Option | $34.90 | 2010-05-07 | 2017-05-07 | 9,750 | 9,750 | Direct |
| Common Stock | Stock Option | $38.49 | 2010-08-03 | 2017-08-03 | 9,750 | 9,750 | Direct |
| Common Stock | Stock Option | $37.90 | 2010-11-02 | 2017-11-02 | 9,750 | 9,750 | Direct |
| Common Stock | Stock Option | $39.62 | 2011-02-01 | 2018-02-01 | 9,750 | 9,750 | Direct |
| Common Stock | Stock Option | $44.34 | 2011-05-06 | 2018-05-06 | 8,500 | 8,500 | Direct |
| Common Stock | Stock Option | $44.20 | 2011-08-02 | 2018-08-02 | 8,500 | 8,500 | Direct |
| Common Stock | Stock Option | $45.26 | 2011-11-01 | 2018-11-01 | 8,500 | 8,500 | Direct |
| Common Stock | Stock Option | $50.28 | 2012-02-01 | 2019-02-01 | 8,500 | 8,500 | Direct |
| Common Stock | Stock Option | $53.73 | 2012-05-05 | 2019-05-05 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option | $62.59 | 2012-11-01 | 2019-11-01 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option | $57.62 | 2012-08-01 | 2019-08-01 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-05-05 | 45,000 | 45,000 | Direct |
| 2016-05-04 | 10,500 | 10,500 | Direct |
| 2016-08-04 | 10,500 | 10,500 | Direct |
| 2016-11-03 | 10,500 | 10,500 | Direct |
| 2017-02-02 | 10,500 | 10,500 | Direct |
| 2017-05-03 | 10,500 | 10,500 | Direct |
| 2017-08-03 | 10,500 | 10,500 | Direct |
| 2017-11-02 | 10,500 | 10,500 | Direct |
| 2018-02-01 | 10,500 | 10,500 | Direct |
| 2018-05-01 | 10,500 | 10,500 | Direct |
| 2018-08-01 | 10,500 | 10,500 | Direct |
| 2018-11-03 | 10,500 | 10,500 | Direct |
| 2019-02-02 | 10,500 | 10,500 | Direct |
| 2017-05-07 | 9,750 | 9,750 | Direct |
| 2017-08-03 | 9,750 | 9,750 | Direct |
| 2017-11-02 | 9,750 | 9,750 | Direct |
| 2018-02-01 | 9,750 | 9,750 | Direct |
| 2018-05-06 | 8,500 | 8,500 | Direct |
| 2018-08-02 | 8,500 | 8,500 | Direct |
| 2018-11-01 | 8,500 | 8,500 | Direct |
| 2019-02-01 | 8,500 | 8,500 | Direct |
| 2019-05-05 | 15,000 | 15,000 | Direct |
| 2019-11-01 | 15,000 | 15,000 | Direct |
| 2019-08-01 | 15,000 | 15,000 | Direct |
Footnotes
- Ownership reflects dividend reinvestment.
- Ownership reflects shares allocated to ESOP participant's account and dividend reinvestment.
- Stock Option grant price adjusted to reflect $5 RLI extraordinary dividend declared 11/17/11.
- Stock Option grant price adjusted to reflect $7 RLI extraordinary dividend paid 12/29/10.
- Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencingone year from grant date and each year thereafter in 20% increments.
- Transaction reflects sale of shares held in the Michael Charitable Fund, Jonathan E. Michael Donor, dated 8/30/11.
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