Filing Details

Accession Number:
0001015959-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-14 14:32:19
Reporting Period:
2011-12-13
Filing Date:
2011-12-14
Accepted Time:
2011-12-14 14:32:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
813623 Swiss Helvetia Fund Inc. SWZ () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015959 K Stephen West Sullivan &Amp; Cromwell Llp
125 Broad Street
New York NY 10004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-13 1,000 $11.01 18,771 No 4 P Direct
Common Stock Disposition 2011-12-13 1,600 $11.00 17,171 No 4 P Direct
Common Stock Disposition 2011-12-13 9,100 $11.00 8,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.89 7,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.89 6,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.89 5,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.89 4,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.92 3,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.92 2,071 No 4 P Direct
Common Stock Disposition 2011-12-14 1,000 $10.92 1,071 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct