Filing Details
- Accession Number:
- 0001015959-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 14:32:19
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 14:32:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015959 | K Stephen West | Sullivan &Amp; Cromwell Llp 125 Broad Street New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-13 | 1,000 | $11.01 | 18,771 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-13 | 1,600 | $11.00 | 17,171 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-13 | 9,100 | $11.00 | 8,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.89 | 7,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.89 | 6,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.89 | 5,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.89 | 4,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.92 | 3,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.92 | 2,071 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-14 | 1,000 | $10.92 | 1,071 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |