Filing Details
- Accession Number:
- 0001140361-11-057376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 13:06:25
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 13:06:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-13 | 2,000 | $2.22 | 82,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-13 | 2,000 | $2.21 | 84,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-13 | 1,000 | $2.18 | 85,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-13 | 1,000 | $2.17 | 86,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-13 | 1,000 | $2.15 | 87,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-13 | 1,000 | $2.14 | 88,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 146,101 | Indirect | By Trust |
| Common Stock | 34,909 | Indirect | By Annunity Trust |
Footnotes
- These securities are owned by the Dave Rickey and Daughters Foundation.
- These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
Billionaire Hedge Funds
