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Home > Insider Trading > Filing (0001104659-11-069366)

Filing Details

Accession Number:: 0001104659-11-069366
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-14 12:57:50
Reporting Period:: 2011-12-13

Filing Date:: 2011-12-14
Accepted Time:: 2011-12-14 12:57:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
864559	Cascade Microtech Inc	CSCD	Instruments For Meas & Testing Of Electricity & Elec Signals (3825)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1400003	D John Delafield	3633 136Th Place Se, Ste 110 Bellevue WA 98006		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-13	1,400	$3.05	1,500,860	No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
Common Stock	Acquisiton	2011-12-13	205	$3.06	1,501,065	No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
Common Stock	Acquisiton	2011-12-13	95	$3.07	1,501,160	No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
Common Stock	Acquisiton	2011-12-13	2,500	$3.00	1,503,660	No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
Common Stock	Acquisiton	2011-12-13	100	$3.09	1,503,760	No	4	P	Indirect	By Delafield Hambrecht Partners Fund
Common Stock	Acquisiton	2011-12-13	5,700	$3.10	1,509,460	No	4	P	Indirect	By Delafield Hambrecht Partners Fund
Common Stock	Acquisiton	2011-12-13	64,100	$3.20	1,573,560	No	4	P	Indirect	By Delafield Hambrecht Partners Fund

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
No	4	P	Indirect	By Delafield Hambrecht Partners Fund, LP
No	4	P	Indirect	By Delafield Hambrecht Partners Fund
No	4	P	Indirect	By Delafield Hambrecht Partners Fund
No	4	P	Indirect	By Delafield Hambrecht Partners Fund

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,500	Indirect	By spouse
Common Stock	62,500	Direct
Common Stock	25,000	Indirect	By Delafield Hambrecht Inc.

Footnotes

Open market purchase of a total of 74,100 shares of common stock.
The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.