Filing Details
- Accession Number:
- 0001127602-11-032201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 11:36:26
- Reporting Period:
- 2011-12-14
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 11:36:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490877 | Oliver Sommer | 726 Exchange Street Suite 618 Buffalo NY 14210 | Evp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Nonconvertible Preferred Stock | Acquisiton | 2011-12-14 | 3,000 | $25.00 | 3,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,611 | Direct | |
| Common Stock | 3,604 | Indirect | By 401k |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | $13.90 | 2011-04-30 | 2020-04-30 | 27,100 | 27,100 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $13.79 | 2012-01-24 | 2021-01-24 | 31,260 | 31,260 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-04-30 | 27,100 | 27,100 | Direct |
| 2021-01-24 | 31,260 | 31,260 | Direct |
Billionaire Hedge Funds
