Filing Details
- Accession Number:
- 0001127602-11-032193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-14 11:27:42
- Reporting Period:
- 2011-12-13
- Filing Date:
- 2011-12-14
- Accepted Time:
- 2011-12-14 11:27:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397703 | G Lawrence Smith | 1010 Grand Blvd Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-13 | 100 | $35.20 | 8,010 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-13 | 100 | $35.24 | 7,910 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-13 | 400 | $35.21 | 7,510 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-13 | 877 | $35.24 | 6,633 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 552 | Indirect | By 401(k) |
Common Stock | 100 | Indirect | by ESOP |
Footnotes
- Includes shares acquired through dividend reinvestment of restricted stock shares
- Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.