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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249710	R James Lines	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-12-12	7,500	$7.98	41,426	No	4	M	Direct
Common Stock	Acquisiton	2011-12-12	3,750	$6.84	45,176	No	4	M	Direct
Common Stock	Acquisiton	2011-12-12	9,894	$6.90	55,070	No	4	M	Direct
Common Stock	Acquisiton	2011-12-12	3,948	$15.22	59,018	No	4	M	Direct
Common Stock	Acquisiton	2011-12-12	1,546	$15.25	60,564	No	4	M	Direct
Common Stock	Disposition	2011-12-12	638	$22.92	59,926	No	4	S	Direct
Common Stock	Disposition	2011-12-12	2,700	$22.89	57,226	No	4	S	Direct
Common Stock	Disposition	2011-12-12	4,300	$22.88	52,926	No	4	S	Direct
Common Stock	Disposition	2011-12-12	2,300	$22.87	50,626	No	4	S	Direct
Common Stock	Disposition	2011-12-12	6,500	$22.86	44,126	No	4	S	Direct
Common Stock	Disposition	2011-12-12	10,200	$22.85	33,926	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2011-12-12	7,500	$0.00	7,500	$7.98
Common Stock	Stock Option (Right to Buy)	Disposition	2011-12-12	3,750	$0.00	3,750	$6.84
Common Stock	Stock Option (Right to Buy)	Disposition	2011-12-12	9,894	$0.00	9,894	$6.90
Common Stock	Stock Option (Right to Buy)	Disposition	2011-12-12	3,948	$0.00	3,948	$15.22
Common Stock	Stock Option (Right to Buy)	Disposition	2011-12-12	1,546	$0.00	1,546	$15.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-06-01	2016-06-01	No	4	M	Direct
0	2010-07-27	2016-07-27	No	4	M	Direct
0	2011-05-31	2017-05-31	No	4	M	Direct
1,974		2019-05-28	No	4	M	Direct
3,092		2020-05-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,570	Indirect	See footnote

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$30.88		2018-05-29	2,532	2,532	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-29	2,532	2,532	Direct

Footnotes

Mr. Lines previously reported his 5/26/2011 performance-vested restricted stock award assuming target achievement of the performance criteria (2,612 shares). The award provides if maximum achievement is realized, the number of shares would double. The number of shares reported by Mr. Lines as beneficially owned has been adjusted to assume maximum achievement of the performance criteria.
Includes an addtional 1,250 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Mr. Lines.
This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date.
This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date.
This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.