Filing Details

Accession Number:
0001209191-11-061078
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-13 17:09:18
Reporting Period:
2011-12-09
Filing Date:
2011-12-13
Accepted Time:
2011-12-13 17:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
107681 Winn Dixie Stores Inc WINN Retail-Grocery Stores (5411) 590514290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510413 P James Smits 5050 Edgewood Court
Jacksonville FL 32254
Gvp, Perishables No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-09 1,425 $0.00 15,314 No 4 A Direct
Common Stock Disposition 2011-12-13 930 $5.21 14,384 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on December 9, 2009. The second year performance criteria were met on December 9, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
  2. Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSUs.
  3. The price shown is the weighted averge price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $5.19 to $5.21. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  4. The amount of securities owned balance includes 7,060 RSUs for which stock certificates will be issued upon vesting.