Filing Details
- Accession Number:
- 0001209191-11-061078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-13 17:09:18
- Reporting Period:
- 2011-12-09
- Filing Date:
- 2011-12-13
- Accepted Time:
- 2011-12-13 17:09:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
107681 | Winn Dixie Stores Inc | WINN | Retail-Grocery Stores (5411) | 590514290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510413 | P James Smits | 5050 Edgewood Court Jacksonville FL 32254 | Gvp, Perishables | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-09 | 1,425 | $0.00 | 15,314 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-12-13 | 930 | $5.21 | 14,384 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on December 9, 2009. The second year performance criteria were met on December 9, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
- Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSUs.
- The price shown is the weighted averge price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $5.19 to $5.21. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The amount of securities owned balance includes 7,060 RSUs for which stock certificates will be issued upon vesting.