Filing Details
- Accession Number:
- 0001209191-11-061057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-13 16:31:58
- Reporting Period:
- 2011-12-09
- Filing Date:
- 2011-12-13
- Accepted Time:
- 2011-12-13 16:31:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191177 | Jr A John Pratt | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-02 | 115 | $0.00 | 5,161 | No | 5 | J | Indirect | by IRA |
Common Stock | Acquisiton | 2011-12-02 | 115 | $0.00 | 102,235 | No | 5 | J | Direct | |
Common Stock | Disposition | 2011-12-02 | 20 | $0.00 | 1,184 | No | 5 | J | Indirect | by Spouse IRA |
Common Stock | Acquisiton | 2011-12-02 | 20 | $0.00 | 22,020 | No | 5 | J | Indirect | by Spouse |
Common Stock | Acquisiton | 2011-12-05 | 10,212 | $0.00 | 112,447 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 527 | $0.00 | 5,688 | No | 5 | J | Indirect | by IRA |
Common Stock | Acquisiton | 2011-12-05 | 873 | $0.00 | 9,605 | No | 5 | J | Indirect | by Profit Sharing Plan |
Common Stock | Acquisiton | 2011-12-05 | 2,200 | $0.00 | 24,220 | No | 5 | J | Indirect | by Spouse |
Common Stock | Acquisiton | 2011-12-05 | 120 | $0.00 | 1,304 | No | 5 | J | Indirect | by Spouse IRA |
Common Stock | Acquisiton | 2011-12-05 | 2,048 | $0.00 | 22,538 | No | 5 | J | Indirect | by family of adult son |
Common Stock | Disposition | 2011-12-09 | 1,523 | $19.80 | 110,924 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 27 | $19.83 | 110,897 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 485 | $19.86 | 110,412 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 2,524 | $19.85 | 107,888 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 313 | $19.87 | 107,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 1,209 | $19.88 | 106,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 1,023 | $19.89 | 105,343 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 4,896 | $19.90 | 100,447 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | by IRA |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Spouse IRA |
No | 5 | J | Indirect | by Spouse |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by IRA |
No | 5 | J | Indirect | by Profit Sharing Plan |
No | 5 | J | Indirect | by Spouse |
No | 5 | J | Indirect | by Spouse IRA |
No | 5 | J | Indirect | by family of adult son |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Required distribution from IRA - change in beneficial ownership
- Reporting Person's Spouse required distribution from IRA - change in beneficial ownership
- Stock dividend of .10 share of common stock for each share held that was paid on 12/05/2011
- Amount reflects stock dividend of .10 share of common stock for each share held at close of business 11/23/2011, that was paid on 12/05/2011
- Includes stock dividend allocation of 1,422 shares to adult son of Reporting Person, 25 shares to adult son as custodian for each of two grandchildren of Reporting Person, and 576 shares to spouse of adult son of Reporting Person, all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership
- Includes 15,643 shares held by adult son of Reporting Person, 275 shares held by adult son as custodian for each of two grandchildren of Reporting Person, and 6,345 shares held by spouse of adult son of Reporting Person, all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership