Filing Details
- Accession Number:
- 0001209191-11-061053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-13 16:28:02
- Reporting Period:
- 2011-12-09
- Filing Date:
- 2011-12-13
- Accepted Time:
- 2011-12-13 16:28:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191176 | D Cecile Singer | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-05 | 7,636 | $0.00 | 84,013 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 297 | $0.00 | 3,272 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 3,430 | $0.00 | 37,737 | No | 5 | J | Indirect | by IRA |
Common Stock | Acquisiton | 2011-12-05 | 840 | $0.00 | 9,262 | No | 5 | J | Indirect | as custodian |
Common Stock | Disposition | 2011-12-08 | 1,000 | $0.00 | 36,737 | No | 5 | J | Indirect | by IRA |
Common Stock | Acquisiton | 2011-12-08 | 1,000 | $0.00 | 85,013 | No | 5 | J | Direct | |
Common Stock | Disposition | 2011-12-08 | 200 | $0.00 | 36,537 | No | 5 | G | Indirect | by IRA |
Common Stock | Disposition | 2011-12-09 | 2,190 | $0.00 | 82,823 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-12-09 | 1,000 | $0.00 | 10,262 | No | 5 | G | Indirect | as custodian |
Common Stock | Disposition | 2011-12-09 | 1,000 | $19.92 | 81,823 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by IRA |
No | 5 | J | Indirect | as custodian |
No | 5 | J | Indirect | by IRA |
No | 5 | J | Direct | |
No | 5 | G | Indirect | by IRA |
No | 5 | G | Direct | |
No | 5 | G | Indirect | as custodian |
No | 4 | S | Direct |
Footnotes
- Stock Dividend of .10 share of common stock for each share held paid on 12/5/2011.
- Amount reflects stock dividend of .10 share of common stock for each share held at close of business 11/23/2011, that was paid on 12/5/2011.
- Held by Reporting person jointly with each of 2 daughters (1,270 shares of stock held jointly with one daughter and 2,002 shares of stock held jointly with the 2nd daughter).
- Held by Reporting Person as custodian for 4 grandchildren under the Uniform Transfers to Minors Act (2,404 shares of stock for each of 2 grandchildren and 2,227 shares of stock for each of 2 grandchildren).
- Distribution from IRA - change in beneficial ownership
- Gift of 25 shares to each of 2 charitable organizations, 50 shares to a charitable organization and 100 shares to another charitable organization.
- Gift of stock to family of Reporting Person (250 shares to each of 4 grandchildren with the Reporting Person as custodian and 595 shares to each of 2 daughters).
- Gift of stock to family of Reporiting Person (250 shares to each of 4 grandchildren with Reporting Person as custodian).
- Held by Reporting Person as custodian for 4 grandchildren under the Uniform Transfers to Minors Act (2,654 shares of stock for each of 2 grandchildren and 2,477 shares of stock for each of 2 grandchildren).