Filing Details
- Accession Number:
- 0001209191-11-061042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-13 16:08:44
- Reporting Period:
- 2011-12-08
- Filing Date:
- 2011-12-13
- Accepted Time:
- 2011-12-13 16:08:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410428 | Vringo Inc | VRNG | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481867 | Iroquois Capital Management, Llc | 641 Lexington Avenue 26Th Floor New York NY 10022 | No | No | Yes | No | |
1524858 | Joshua Silverman | 641 Lexington Avenue 26Th Floor New York NY 10022 | No | No | Yes | No | |
1524877 | Richard Abbe | 641 Lexington Avenue 26Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-08 | 2,000 | $1.20 | 919,604 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-12-09 | 800 | $1.25 | 918,804 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-12-12 | 100 | $1.18 | 918,704 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- 667,949 Shares (as defined below) are held by Iroquois Master Fund Ltd., a Cayman Islands corporation ("Iroquois Master Fund"). 241,173 Shares are held by Iroquois Capital Management L.L.C., a Delaware limited liability company ("Iroquois Capital"). 4,791 Shares are held by Richard Abbe, a citizen of the United States of America ("Mr. Abbe"), as UGMA custodian for Mr. Abbe's three children. 4,791 Shares are held by American Capital Management LLC, as to which Mr. Abbe and Joshua Silverman, a citizen of the United States of America ("Mr. Silverman"), may be deemed to have a pecuniary interest. "Shares" are shares of the Issuer's common stock, par value $0.01 per share.
- Iroquois Capital is the investment manager of Iroquois Master Fund. Consequently, Iroquois Capital has voting control and investment discretion over securities held by Iroquois Master Fund. As managing members of Iroquois Capital, Mr. Silverman and Mr. Abbe make voting and investment decisions on behalf of Iroquois Capital in its capacity as investment manager to Iroquois Master Fund. As a result of the foregoing, Mr. Silverman and Mr. Abbe may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of the securities held by Iroquois Master Fund.
- Each of Iroquois Capital, Mr. Abbe and Mr. Silverman disclaim beneficial ownership of these Shares except to the extent of their pecuniary interest in these Shares.