Filing Details

Accession Number:
0001127602-11-032071
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-13 15:42:35
Reporting Period:
2011-12-12
Filing Date:
2011-12-13
Accepted Time:
2011-12-13 15:42:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315750 D Graham Allan 14841 Dallas Parkway
Dallas TX 75254
Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-12 1,367 $13.28 479,193 No 4 M Direct
Common Stock Disposition 2011-12-12 1,367 $59.01 477,826 No 4 S Direct
Common Stock Acquisiton 2011-12-13 13,633 $13.28 491,459 No 4 M Direct
Common Stock Disposition 2011-12-13 13,633 $59.01 477,826 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-12-12 1,367 $0.00 1,367 $13.28
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-12-13 13,633 $0.00 13,633 $13.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,633 2003-01-24 2012-01-24 No 4 M Direct
45,000 2003-01-24 2012-01-24 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $59.00 to $59.08. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.