Filing Details

Accession Number:
0001181431-11-060104
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-13 12:20:12
Reporting Period:
2011-12-09
Filing Date:
2011-12-13
Accepted Time:
2011-12-13 12:20:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1361103 Complete Genomics Inc GNOM Services-Commercial Physical & Biological Research (8731) 203226545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134570 Jr P Charles Waite C/O Ovp Venture Partner
1010 Market Street
Kirkland WA 98033
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2011-12-09 21,400 $3.00 2,525,550 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock , Par Value $0.001 32,079 Indirect See Footnote
Common Stock, Par Value $0.001 1,666 Direct
Footnotes
  1. The transaction was executed in multiple trades in prices ranging from $3.00 to $3.01, Inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  2. The shares are owned by OVP Venture Partners VI, L.P. (OVP VI"). OVMC VI, LLC ("OVMC VI LLC") serves as the general partner of OVP VI. Charles P. Waite, Jr. is a managing member of OVMC VI LLC and shares voting and investment power over the shares held by OVP VI. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein.
  3. The shares are owned by OVP VI Entrepreneurs Fund, L.P. ("OVP VI Entrepreneurs"). OVMC VI LLC serves as the general partner of OVP VI Entrepreneurs. Charles P. Waite, Jr. is a managing member of OVMC VI LLC and shares voting and investment power over the shares held by OVP VI Entrepreneurs. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein.