Filing Details
- Accession Number:
- 0001140361-11-057007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-12 15:28:04
- Reporting Period:
- 2011-12-08
- Filing Date:
- 2011-12-12
- Accepted Time:
- 2011-12-12 15:28:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136796 | Charter Financial Corp | CHFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241857 | Iii Z David Cauble | 1233 O.g. Skinner Drive West Point GA 31833 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-08 | 279 | $9.72 | 20,131 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-08 | 107 | $9.73 | 20,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-08 | 400 | $9.73 | 19,624 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-08 | 14 | $9.78 | 19,610 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-08 | 100 | $9.79 | 19,510 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-08 | 100 | $9.80 | 19,410 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200 | Indirect | By Stock Award I |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.00 | 2014-01-27 | 2019-01-27 | 31,875 | 31,875 | Direct |
Common Stock | Stock Options | $10.20 | 2015-06-22 | 2020-06-22 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-27 | 31,875 | 31,875 | Direct |
2020-06-22 | 25,000 | 25,000 | Direct |
Footnotes
- Shares granted to the reporting person on July 27, 2004 under the Charter Financial Corporation 2001 Recognition and Retention Plan. 100, 100 and 100 restricted stock awards will vest on July 27, 2011, July 27, 2012 and July 27, 2013, respectively.
- Reflects 600 shares of restricted stock which have vested since the reporting person's last beneficial ownership report.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on June 22, 2015.