Filing Details

Accession Number:
0001140361-11-057007
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-12 15:28:04
Reporting Period:
2011-12-08
Filing Date:
2011-12-12
Accepted Time:
2011-12-12 15:28:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136796 Charter Financial Corp CHFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241857 Iii Z David Cauble 1233 O.g. Skinner Drive
West Point GA 31833
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-08 279 $9.72 20,131 No 4 S Direct
Common Stock Disposition 2011-12-08 107 $9.73 20,024 No 4 S Direct
Common Stock Disposition 2011-12-08 400 $9.73 19,624 No 4 S Direct
Common Stock Disposition 2011-12-08 14 $9.78 19,610 No 4 S Direct
Common Stock Disposition 2011-12-08 100 $9.79 19,510 No 4 S Direct
Common Stock Disposition 2011-12-08 100 $9.80 19,410 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200 Indirect By Stock Award I
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.00 2014-01-27 2019-01-27 31,875 31,875 Direct
Common Stock Stock Options $10.20 2015-06-22 2020-06-22 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-27 31,875 31,875 Direct
2020-06-22 25,000 25,000 Direct
Footnotes
  1. Shares granted to the reporting person on July 27, 2004 under the Charter Financial Corporation 2001 Recognition and Retention Plan. 100, 100 and 100 restricted stock awards will vest on July 27, 2011, July 27, 2012 and July 27, 2013, respectively.
  2. Reflects 600 shares of restricted stock which have vested since the reporting person's last beneficial ownership report.
  3. Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
  4. Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on June 22, 2015.