Filing Details
- Accession Number:
- 0001225208-11-026154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-12 11:34:16
- Reporting Period:
- 2011-12-08
- Filing Date:
- 2011-12-12
- Accepted Time:
- 2011-12-12 11:34:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1526329 | Tortoise Pipeline & Energy Fund Inc. | TTP | () | 452785066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 225602 | Massachusetts Mutual Life Insurance Co | 1295 State Street Springfield MA 01111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred Shares | Acquisiton | 2011-12-08 | 227,000 | $25.00 | 454,000 | No | 4 | P | Direct | |
| Series C Senior Notes | Acquisiton | 2011-12-08 | 1,775,000 | $0.00 | 3,550,000 | No | 4 | P | Direct | |
| Series D Senior Notes | Acquisiton | 2011-12-08 | 5,475,000 | $0.00 | 10,950,000 | No | 4 | P | Direct | |
| Series A Mandatory Redeemable Preferred Shares | Acquisiton | 2011-12-08 | 25,000 | $25.00 | 50,000 | No | 4 | P | Indirect | By C.M. Life Insurance company |
| Series C Senior Notes | Acquisiton | 2011-12-08 | 175,000 | $0.00 | 350,000 | No | 4 | P | Indirect | By C.M. Life Insurance company |
| Series D Senior Notes | Acquisiton | 2011-12-08 | 550,000 | $0.00 | 1,100,000 | No | 4 | P | Indirect | By C.M. Life Insurance company |
| Series A Mandatory Redeemable Preferred Shares | Acquisiton | 2011-12-08 | 8,000 | $25.00 | 16,000 | No | 4 | P | Indirect | By MassMutual Asia Limited |
| Series C Senior Notes | Acquisiton | 2011-12-08 | 50,000 | $0.00 | 100,000 | No | 4 | P | Indirect | By MassMutual Asia Limited |
| Series D Senior Notes | Acquisiton | 2011-12-08 | 475,000 | $0.00 | 950,000 | No | 4 | P | Indirect | By MassMutual Asia Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By C.M. Life Insurance company |
| No | 4 | P | Indirect | By C.M. Life Insurance company |
| No | 4 | P | Indirect | By C.M. Life Insurance company |
| No | 4 | P | Indirect | By MassMutual Asia Limited |
| No | 4 | P | Indirect | By MassMutual Asia Limited |
| No | 4 | P | Indirect | By MassMutual Asia Limited |
Footnotes
- C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
- MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person.
Billionaire Hedge Funds
