Filing Details

Accession Number:
0001225208-11-026154
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-12 11:34:16
Reporting Period:
2011-12-08
Filing Date:
2011-12-12
Accepted Time:
2011-12-12 11:34:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1526329 Tortoise Pipeline & Energy Fund Inc. TTP () 452785066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
225602 Massachusetts Mutual Life Insurance Co 1295 State Street
Springfield MA 01111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Mandatory Redeemable Preferred Shares Acquisiton 2011-12-08 227,000 $25.00 454,000 No 4 P Direct
Series C Senior Notes Acquisiton 2011-12-08 1,775,000 $0.00 3,550,000 No 4 P Direct
Series D Senior Notes Acquisiton 2011-12-08 5,475,000 $0.00 10,950,000 No 4 P Direct
Series A Mandatory Redeemable Preferred Shares Acquisiton 2011-12-08 25,000 $25.00 50,000 No 4 P Indirect By C.M. Life Insurance company
Series C Senior Notes Acquisiton 2011-12-08 175,000 $0.00 350,000 No 4 P Indirect By C.M. Life Insurance company
Series D Senior Notes Acquisiton 2011-12-08 550,000 $0.00 1,100,000 No 4 P Indirect By C.M. Life Insurance company
Series A Mandatory Redeemable Preferred Shares Acquisiton 2011-12-08 8,000 $25.00 16,000 No 4 P Indirect By MassMutual Asia Limited
Series C Senior Notes Acquisiton 2011-12-08 50,000 $0.00 100,000 No 4 P Indirect By MassMutual Asia Limited
Series D Senior Notes Acquisiton 2011-12-08 475,000 $0.00 950,000 No 4 P Indirect By MassMutual Asia Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By C.M. Life Insurance company
No 4 P Indirect By C.M. Life Insurance company
No 4 P Indirect By C.M. Life Insurance company
No 4 P Indirect By MassMutual Asia Limited
No 4 P Indirect By MassMutual Asia Limited
No 4 P Indirect By MassMutual Asia Limited
Footnotes
  1. C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
  2. MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person.