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Home > Insider Trading > Filing (0001053352-11-000107)

Filing Details

Accession Number:: 0001053352-11-000107
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-09 17:35:52
Reporting Period:: 2011-12-09

Filing Date:: 2011-12-09
Accepted Time:: 2011-12-09 17:35:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053352	Heritage Commerce Corp	HTBK	State Commercial Banks (6022)	770469558

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222692	P Humphrey Polanen	150 Almaden Boulevard San Jose CA 95113		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Heritage Commerce Corp - Common Stock	Disposition	2011-12-09	3,000	$4.85	4,865	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Heritage Commerce Corp - Common Stock	1,623	Indirect	Indirect by spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$3.57	2010-07-26	2020-07-26	3,500	3,500	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$5.16	2011-06-16	2021-06-16	4,500	4,500	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$7.43	2009-05-04	2019-05-04	3,500	3,500	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$8.50	2002-10-25	2012-10-24	2,500	2,500	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$14.09	1999-12-16	2009-12-16	3,300	3,300	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$18.01	2005-05-26	2015-05-26	2,500	2,500	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$23.85	2006-08-03	2016-08-03	3,300	3,300	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$23.89	2007-05-04	2017-05-04	4,500	4,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-07-26	3,500	3,500	Direct
2021-06-16	4,500	4,500	Direct
2019-05-04	3,500	3,500	Direct
2012-10-24	2,500	2,500	Direct
2009-12-16	3,300	3,300	Direct
2015-05-26	2,500	2,500	Direct
2016-08-03	3,300	3,300	Direct
2017-05-04	4,500	4,500	Direct

Footnotes

Stock option vests daily in four years.