Filing Details
- Accession Number:
- 0001209191-11-060559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-09 17:07:12
- Reporting Period:
- 2011-12-07
- Filing Date:
- 2011-12-09
- Accepted Time:
- 2011-12-09 17:07:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124827 | Uti Worldwide Inc | UTIW | Arrangement Of Transportation Of Freight & Cargo (4731) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238783 | R Lawrence Samuels | C/O Uti, Services, Inc. 100 Oceangate, Suite 1500 Long Beach CA 90802 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Acquisiton | 2011-12-07 | 25,000 | $6.34 | 104,541 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2011-12-07 | 27,500 | $14.00 | 77,041 | No | 4 | S | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2011-12-07 | 401 | $14.01 | 76,640 | No | 4 | S | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2011-12-07 | 700 | $14.02 | 75,940 | No | 4 | S | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2011-12-07 | 1,399 | $14.07 | 74,541 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Employee Stock Option (right to buy) | Disposition | 2011-12-07 | 25,000 | $0.00 | 25,000 | $6.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2012-06-05 | No | 4 | M | Direct |
Footnotes
- The option vested in four equal annual installments on June 5, 2003, June 5, 2004, June 5, 2005 and June 5, 2006.
Billionaire Hedge Funds
