Home > Insider Trading > Filing (0001127602-11-031724)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211696	C David Novak	1441 Gardiner Lane Louisville KY 40213	Chair Ceo And Pres	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-12-08	80,300	$12.16	317,130	No	4	M	Direct
Common Stock	Disposition	2011-12-08	80,300	$57.81	236,830	No	4	S	Direct
Common Stock	Acquisiton	2011-12-09	744,274	$12.16	981,104	No	4	M	Direct
Common Stock	Disposition	2011-12-09	744,274	$58.11	236,830	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-12-08	80,300	$0.00	80,300	$12.16
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-12-09	744,274	$0.00	744,274	$12.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
744,274	2004-01-23	2013-01-23	No	4	M	Direct
0	2004-01-23	2013-01-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,548	Indirect	401(k) Plan

Footnotes

This transaction was executed in multiple trades at prices ranging from $57.70 to $57.91. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $57.74 to $58.56. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.