Filing Details
- Accession Number:
- 0001209191-11-060509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-09 15:34:27
- Reporting Period:
- 2011-12-09
- Filing Date:
- 2011-12-09
- Accepted Time:
- 2011-12-09 15:34:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933790 | Tc Group, Llc | C/O The Carlyle Group 1001 Pennsylvania Ave, N.w., Ste 220 Washington DC 20004 | No | No | Yes | No | |
1022596 | Tcg Holdings Llc | C/O The Carlyle Group 1001 Pennsylvania Ave, N.w., Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1313958 | P L Iv Partners Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave, N.w., Ste 220 Washington DC 20004 | No | No | Yes | No | |
1468089 | Tc Group Iv Managing Gp, L.l.c. | C/O The Carlyle Group 1001 Pennsylvania Ave, N.w., Ste 220 Washington DC 20004 | No | No | Yes | No | |
1468090 | Tc Group Iv, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, N.w., Ste 220 Washington DC 20004 | No | No | Yes | No | |
1468092 | Cp Iv Coinvestment, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, N.w., Ste 220 Washington DC 20004 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value | Disposition | 2011-12-09 | 633,385 | $24.72 | 22,154,599 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. are the record holders of 21,283,179 and 871,420 shares of common stock, respectively. TCG Holdings, L.L.C. exercises investment discretion and control over the shares held by each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. through its indirect subsidiary, TC Group IV, L.P., which is the general partner of each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. TCG Holdings, L.L.C. is the managing member of TC Group, L.L.C. TC Group, L.L.C. is the managing member of TC Group IV Managing GP, L.L.C. TC Group IV Managing GP, L.L.C. is the general partner of TC Group IV, L.P.
- By virtue of these relationships, each of TCG Holdings, L.L.C., TC Group, L.L.C., TC Group IV Managing GP, L.L.C. and TC Group IV, L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock held by Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. Each of TCG Holdings, L.L.C., TC Group, L.L.C., TC Group IV Managing GP, L.L.C., TC Group IV, L.P., Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- TCG Holdings L.L.C. is managed by a three person managing board, and all board action relating to the voting or disposition of these shares requires approval of a majority of the Board. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, as the members of the TCG Holdings, L.L.C. managing board, may be deemed to share beneficial ownership of the shares beneficially owned by TCG Holdings, L.L.C. Such persons disclaim such beneficial ownership.