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Home > Insider Trading > Filing (0001127602-11-031703)

Filing Details

Accession Number:: 0001127602-11-031703
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-09 14:14:12
Reporting Period:: 2011-12-09

Filing Date:: 2011-12-09
Accepted Time:: 2011-12-09 14:14:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1423752	G. Roger Eaton	1441 Gardiner Lane Louisville KY 40213	Ceo - Kfc	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-09	60,608	$12.16	66,668	No	4	M	Direct
Common Stock	Disposition	2011-12-09	60,608	$58.12	6,060	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-12-09	60,608	$0.00	60,608	$12.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2004-01-23	2013-01-23	No	4	M	Direct

Footnotes

Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $57.94 to $58.47. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.