Filing Details
- Accession Number:
- 0001494806-11-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-09 12:47:08
- Reporting Period:
- 2011-12-07
- Filing Date:
- 2011-12-09
- Accepted Time:
- 2011-12-09 12:47:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Motors Inc | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494806 | Gilbert Passin | 3500 Deer Creek Road Palo Alto CA 94304 | Vp- Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-07 | 10,000 | $14.17 | 10,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-07 | 10,000 | $34.22 | 200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-07 | 2,000 | $28.45 | 2,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-07 | 2,000 | $34.22 | 200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-07 | 1,000 | $28.43 | 1,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-07 | 1,000 | $34.22 | 200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-12-07 | 10,000 | $0.00 | 10,000 | $14.17 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-12-07 | 1,000 | $0.00 | 1,000 | $28.43 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-12-07 | 2,000 | $0.00 | 2,000 | $28.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,220 | 2017-06-11 | No | 4 | M | Direct | |
| 5,250 | 2021-06-13 | No | 4 | M | Direct | |
| 7,791 | 2021-01-10 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.17.to $34.34, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- On June 12, 2010, the reporting person was granted an option to purchase 33,300 shares of common stock as reported on a Form 3 filed by the reporting person on June 25, 2010. The option vests in four equal installments based on the Issuer's satisfaction of certain performance objectives set forth in the option agreement. On January 21, 2011, the Board of Directors certified that the first performance objective has been met, resulting in vesting of the option as to 8,325 shares. On October 1, 2011, the Board of Directors certified that the second performance objective has been met, resulting in the vesting of an additional 8,325 shares.
- 1/48th of the shares subject to the option will vest over a period of four years on each monthly anniversary of the grant.
- 100% of the shares subject to the option are fully vested and exercisable as of grant date.
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