Filing Details
- Accession Number:
- 0001209191-11-060447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-09 11:08:01
- Reporting Period:
- 2011-12-07
- Filing Date:
- 2011-12-09
- Accepted Time:
- 2011-12-09 11:08:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316656 | Dresser-Rand Group Inc. | DRC | Engines & Turbines (3510) | 201780492 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453419 | Luciano Mozzato | 10205 Westheimer, Suite 1000 Houston TX 77042 | Exec. Vp, Services Worldwide | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-07 | 5,014 | $21.59 | 11,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-07 | 5,014 | $54.00 | 6,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-12-07 | 5,014 | $0.00 | 5,014 | $21.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,028 | 2019-02-16 | No | 4 | M | Direct |
Footnotes
- Stock Options granted pursuant to the Dresser-Rand 2008 Stock Incentive Plan, exempt under Rule 16b-3, vest as follows: 5,014 on 02/16/2010, 5,014 on 02/16/2011, 5,014 on 02/16/2012 and 5,014 on 02/16/2013.
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