Filing Details
- Accession Number:
- 0001181431-11-059575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-09 10:19:58
- Reporting Period:
- 2011-12-07
- Filing Date:
- 2011-12-09
- Accepted Time:
- 2011-12-09 10:19:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120193 | Nasdaq Omx Group Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207212 | D John Markese | One Liberty Plaza New York NY 10006 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-12-07 | 5,000 | $13.00 | 52,915 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-12-07 | 1,174 | $25.53 | 51,741 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-12-07 | 2,402 | $25.54 | 49,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-12-07 | 5,000 | $0.00 | 5,000 | $13.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-23 | No | 4 | M | Direct |
Footnotes
- Represents (i) 1,424 shares of common stock acquired upon exercise of vested stock options, (ii) 32,915 shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 22,596 are vested and (iii) 15,000 shares of common stock held by the John D. Markese Trust September 2, 1999, of which Mr. Markese is a trustee and beneficiary.
- Options vested as to 100%.
Billionaire Hedge Funds
