Filing Details
- Accession Number:
- 0001140361-11-056789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 19:55:58
- Reporting Period:
- 2011-12-08
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 19:55:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-08 | 3,000 | $2.31 | 71,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-08 | 2,000 | $2.34 | 73,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-08 | 2,000 | $2.35 | 75,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-08 | 2,100 | $2.36 | 77,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-12-08 | 2,900 | $2.37 | 80,459 | No | 4 | P | Indirect | By Charitable Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 146,101 | Indirect | By Trust |
| Common Stock | 34,909 | Indirect | By Annunity Trust |
Footnotes
- These securities are owned by the Dave Rickey and Daughters Foundation.
- These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
Billionaire Hedge Funds
