Filing Details
- Accession Number:
- 0001181431-11-059530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 18:00:50
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 18:00:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350072 | Cms Bancorp Inc. | CMSB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390398 | G Thomas Ferrara | 123 Main Street, Suite 750 White Plains NY 10601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-12-06 | 251 | $8.63 | 6,536 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-12-07 | 250 | $8.65 | 6,786 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 21,492 | Indirect | By IRA |
Common Stock, Par Value $0.01 Per Share | 2,852 | Indirect | By Future Value Associates, Ltd. |
Common Stock, Par Value $0.01 Per Share | 50 | Indirect | By Daughter |
Common Stock, Par Value $0.01 Per Share | 50 | Indirect | By Daughter |
Common Stock, Par Value $0.01 Per Share | 50 | Indirect | By Daughter |
Footnotes
- Includes a restricted stock award of 4,110 shares granted to the reporting person on November 28, 2007 under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, beginning on November 28, 2008.