Filing Details
- Accession Number:
- 0001409598-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 17:13:37
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 17:13:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87050 | Neonode Inc | NEON.OB | Electronic Components, Nec (3679) | 941517641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409598 | Georg Magnus Goertz | Valhallav 5, Se Lidingo V7 181 32 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-06 | 17,000 | $4.49 | 2,813,361 | No | 4 | S | Indirect | By Athemis, Ltd. |
| Common Stock | Disposition | 2011-12-07 | 23,000 | $4.35 | 2,790,361 | No | 4 | S | Indirect | By Athemis, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Athemis, Ltd. |
| No | 4 | S | Indirect | By Athemis, Ltd. |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) hereof.
- Athemis, Ltd. is a corporation 100% owned and controlled by Magnus Goertz.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.45, inclusive.
Billionaire Hedge Funds
